Address
Form of work Senior Manager – IB&M Compliance (Institutional Banking & Markets) and Group Treasury
Do work that matters
The IB&M and Group Treasury Compliance teams are responsible for advising on, testing and overseeing the Compliance Risk Management Framework.
In delivering these services our key aim is to support Business Units achieving their strategic goals including amongst many things, operating within their respective Risk Appetites.
See yourself in our team
We are looking for a Compliance professional to provide compliance advisory support to the Group Treasury business and also work in the Compliance Assurance team supporting the Institutional Banking & Markets and Group Treasury businesses. The Compliance Assurance team is responsible for providing compliance assurance, monitoring and advice on relevant Compliance rules and obligations, and oversight of the Compliance Risk Management Framework.
Your day could look like but not limited to;
Compliance Assurance
Planning, executing and delivering the annual compliance assurance plan
Execute Line 2 reviews and provide credible challenge on applicable policies, processes, procedures, controls and testing
Identify and escalate issues, and concisely draft findings, conclusions, impact ratings, and remedial actions of any areas of identified deficiency
Report on the results, trends, issues and themes to senior management
Build and maintain strong relationships and collaboration with various key stakeholders across the business and support functions, including senior management
Group Treasury Compliance
Provide pragmatic day to day Compliance advice on policies, regulation, regulatory reform and business change.
Provide advice and challenge to Line 1 and business stakeholders on whether the Group Treasury business is appropriately meeting its compliance obligations
Assist in incident management, breach identification and breach reporting, as well as responding to regulatory notices or other information requests.
Participate and contribute to other IB&M and Group Compliance initiatives and projects (e.g. Policy improvement or training initiatives).
Your path looks like
If you live and breathe the values we can offer great opportunities both within Risk Management and the wider CBA Group. We’ll help you find the next step that’s right for you and enable you to be your best.
We're interested in hearing from people who have
Experience in Line 1 or Line 2 Compliance or Operational Risk roles within Institutional Banking and Markets. Legal, Audit or Regulatory experience in this space also considered.
Knowledge of Institutional Banking, Markets, Treasury or OTC related products and obligations preferred.
Proven skills and knowledge of the financial services regulatory environment.
Strong stakeholder management skills, with experience in communicating, providing credible challenge and influencing peers and senior management.
A commercial mind, able to balance Compliance and business goals.
Experience in project management, training, business investigations and analysis.
Proficient in report writing.
Demonstrated success in driving continuous improvement.
Working at CommBank
At CommBank, we’re committed to building a diverse and inclusive workforce reflecting the customers, businesses and communities we serve. As a value’s driven organisation, we nurture and support our people, through focusing on skill and talent development, collaboration, flexibility and internal promotion. With service in mind at every touch point, we take accountability for the role we play in securing and enhancing the financial wellbeing of people, businesses and communities.
If you're already part of the Commonwealth Bank Group (including Bankwest), you'll need to apply through Sidekick to submit a valid application. We’re keen to support you with the next step in your career.
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Advertising End Date: 06/12/2022
