Investment Compliance jobs in Sydney, NSW

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SENIOR MANAGER, COMPLIANCE & OPERATIONAL RISK, GLOBAL CORPORATE & INVESTMENT BANKING

5 years of experience in financial services (involvement in Compliance, Control Room, COO), business (payments, Investment Banking, banking) or regulatory background. Strong understanding of compliance and risk management framewor...

CompanyBank Of America
AddressSydney, NSW
CategoryAccounting & Finance
Job typeFull time, Permanent
Date Posted a month ago See detail

Senior Manager, Compliance & Operational Risk, Global Corporate & Investment Banking

Bank Of America

Sydney, NSW

5 years of experience in financial services (involvement in Compliance, Control Room, COO), business (payments, Investment Banking, banking) or regulatory background. Strong understanding of compliance and risk management framewor...

Manager, Compliance & Operational Risk, Global Corporate & Investment Banking

Bank Of America

Sydney, NSW

Circa 5 years of experience in financial services (involvement in Compliance, Control Room, COO), business (payments, Investment Banking, banking) or regulatory background. Strong understanding of compliance and risk management fr...

Risk and Compliance Officer - Investment/Wealth Management Firm

Succession Recruitment

Sydney, NSW

Developing and refining compliance reporting and frameworks. Trade monitoring and surveillance to check for any suspicious/unusual trading patterns. Development and drafting of Compliance procedures across the business to mitiga...

Risk and Compliance Officer - Investment/Wealth Management Firm

Succession Recruitment

Sydney, NSW

$100,000 - $120,000 a year

Developing and refining compliance reporting and frameworks. Trade monitoring and surveillance to check for any suspicious/unusual trading patterns. Development and drafting of Compliance procedures across the business to mitiga...