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LEGAL AND COMPLIANCE ASSOCIATE - MULTI ASSET BROKER

Ensuring the organization's fulfillment of Legal and regulatory obligationsthrough monitoring, review and development of internal procedures andcontrols. Minimum 5 years of experience gained from a similar role within theAu...

CompanySuccession Recruitment
AddressSydney, NSW
CategoryLegal
Salary$140,000 - $150,000 a year
Job typeFull time
Date Posted 2 months ago See detail

Legal and Compliance Associate - Multi Asset Broker

Succession Recruitment

Sydney, NSW

$140,000 - $150,000 a year

Ensuring the organization's fulfillment of Legal and regulatory obligationsthrough monitoring, review and development of internal procedures andcontrols. Minimum 5 years of experience gained from a similar role within theAu...

2 months ago seen See more...

APS 5 - Legal Case Manager

Atlamgroup

Perth, WA

$76,560 - $81,179 a year

$76,560 - $81,179 per annum, plus superannuation Non-ongoing, Full-time Perth Position OverviewThe Legal Case Manager position works closely with Lawyers in providing support to Judicial Registrars.Judicial Registrars exercise Jud...

2 months ago seen See more...

Senior Manager, Compliance & Operational Risk, Global Corporate & Investment Banking

Bank Of America

Sydney, NSW

5 years of experience in financial services (involvement in Compliance, Control Room, COO), business (payments, Investment Banking, banking) or regulatory background. Strong understanding of compliance and risk management framewor...

2 months ago seen See more...

Manager, Compliance & Operational Risk, Global Corporate & Investment Banking

Bank Of America

Sydney, NSW

Circa 5 years of experience in financial services (involvement in Compliance, Control Room, COO), business (payments, Investment Banking, banking) or regulatory background. Strong understanding of compliance and risk management fr...

2 months ago seen See more...

Manager, Regulatory Affairs & Compliance (Life Sciences & Research)

Elias Recruitment

Melbourne, VIC

Design, implement, and continuously improve a governance model for ANSTO that supports compliance with relevant regulatory obligations. Provide advice on interpretation and application of regulatory obligations to ANSTOs operatio...

2 months ago seen See more...

Seeking a Dynamic Sales focused Client Relationship Manager - Legal Technology

Novum Global

Sydney, NSW

Train and onboard clients, emphasizing the strategic benefits and comprehensive solutions the platform offers. Execute retention strategies to foster long-term loyalty and satisfaction. Engage actively with clients through calls,...

2 months ago seen See more...

Risk and Compliance Officer - Investment/Wealth Management Firm

Succession Recruitment

Sydney, NSW

$100,000 - $120,000 a year

Developing and refining compliance reporting and frameworks. Trade monitoring and surveillance to check for any suspicious/unusual trading patterns. Development and drafting of Compliance procedures across the business to mitiga...

2 months ago seen See more...

Compliance Assurance Manager

Atlamgroup

Barangaroo, NSW

In a once in a generation moment, weve brought together powerful brands to create one united force. The latest technology and brave thinking let us connect our people and communities. The role will partner with stakeholders acros...

2 months ago seen See more...

Industrial Relations Manager- Compliance

Atlamgroup

Sydney, NSW

CBA employs over 45,000 people, serves over 15 million personal and small business customers, and has more than 800,000 shareholders. The Human Resources (HR) team plays a key role in supporting the Group?s strategy by working wit...

2 months ago seen See more...

Quality Management System (QMS) and Systems Compliance Manager

Vaxxas

Hamilton, QLD

Lead the ongoing execution and compliance of the Quality Management System (QMS). Identify and drive continuous improvement activities in the Quality department and support quality improvement activities across the business. Autho...

2 months ago seen See more...

Executive Manager, Financial Markets & Treasury Compliance

Westpac Bank

Sydney, NSW

Permanent. Sydney. Leadership position within our Financial Markets Compliance team. Supporting Westpac's compliance strategy across the FM and TSY. Driving a best practice approach to compliance risk management, including conflic...

2 months ago seen See more...

Legal Practice Manager / Senior Associate

Shine Lawyers

Southport, QLD

Cultivating strong relationships within Shine in order to uphold a cohesive and motivated team. Demonstrating an entrepreneurial aptitude to market your own personal brand and that of the branch to successfully help our clients an...

2 months ago seen See more...

Seeking a Visionary Product Manager in Legal Technology

Novum Global

Sydney, NSW

Develop and execute product strategies that align with customer needs and business goals. Engage in market research to identify and innovate new services or features. Build and manage the product roadmap, ensuring all phases from...

2 months ago seen See more...

Manager Legal and Coronial

Justice Health Vic

Melbourne, VIC

$130,673 - $152,772 a year

Manage Justice Health' responses to legal requests and responses to recommendations from internal reviews, coronial and other inquiries. . Ongoing full time opportunity working within Justice Health.. VPS Grade 6.1: $130,673 - $15...

2 months ago seen See more...

Site / Compliance (WHS) Manager

Nanak Property Group Pty Ltd

Bella Vista, NSW

$75,000 – $90,000 per year

Prior experience in roles involving Site Management and WHS. Demonstrate exceptional communication skills, both written and verbal. Exhibit proficiency in drafting comprehensive reports and engaging with regulatory authorities. Sh...

2 months ago seen See more...

Legal Practice Manager (Native Title and Litigation)

Northern Land Council

Darwin, NT

Location: Darwin Status: Full-time Excellent Leadership Opportunity. High level cross cultural, interpersonal and verbal communication skills with excellent stakeholder engagement skills. Good attention to detail and analytical sk...

2 months ago seen See more...

DC Compliance and Training Manager

Staff Australia

Sydney, NSW

Develop, implement, and maintain comprehensive compliance programs and policies within our Distribution Centre (DC) to ensure adherence to regulatory requirements and industry standards. Conduct regular audits and inspections to i...

2 months ago seen See more...

Compliance Senior Manager - FinTech

Js Careers

Sydney, NSW

The ongoing development and delivery of the group AML and compliance framework, ensuring effective procedures & policies are in place, reviewed and are adhered to through regular monitoring. Maintaining various registers and proce...

2 months ago seen See more...

Senior Manager, Risk and Compliance

Cancer Council Queensland

Brisbane, QLD

Tertiary qualification in a relevant discipline. At least five years experience at a senior level with strong commercial acumen. Comprehensive understanding of risk management principles and experience in Risk and Compliance mana...

2 months ago seen See more...

Site / Compliance (WHS) Manager

Nanak Property Group Pty Ltd

Bella Vista, NSW

$75,000 - $90,000 a year

Prior experience in roles involving Site Management and WHS. Demonstrate exceptional communication skills, both written and verbal. Exhibit proficiency in drafting comprehensive reports and engaging with regulatory authorities. Sh...

2 months ago seen See more...

General Manager Risk, Compliance & Policy

Amp

Sydney, NSW

Develop and execute the strategic vision for the 1st Line Risk & Compliance function in alignment with the company's objectives. Provide leadership and guidance to the team, fostering a culture of accountability, integrity, and ri...

2 months ago seen See more...

Manager, Financial Accounting and Compliance

Atlamgroup

Woolloomooloo, NSW

We are dedicated to meaningful careers where you will not only change the lives and futures of people affected by cancer, but you will work in a multi-award awarding winning culturally connected environment. As Australia's leading...

2 months ago seen See more...

Legal Counsel, Ethics and Compliance

Atlamgroup

Brisbane, QLD

Advise on a range of ethical and regulatory compliance obligations Internationally recognised brand with Brisbane head office Are you a mid-level lawyer with a passion for Ethics & Compliance? This is a unique opportunity to join...

2 months ago seen See more...

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