Professional Standards Officer | Wealth Management

The CompanyA leading firm with a national presence, who are heavily backed by an international bank, this business has been a leader in their sector and offer tailored advice, investment solutions and corporate advisory to a wide range of clients. The Role As the Professional Standards Officer, this role will have responsibilities including, but not limited to: · Regular reviews and pre-vetting of Statements of Advice· Reviewing financial planning documents and assisting advisers in meeting regulatory obligations· Presenting 1-on-1 training sessions covering advice formulation, regulatory compliance, and related topics.· Identifying operational risks within the business operations and devise effective policies and procedures to mitigate them.· Conducting comprehensive training sessions covering advice formulation, regulatory compliance, and related topics.Your ProfileThe successful candidate will demonstrate:· A strong understanding of the Financial Advice and wealth environment Sector· Prior experience as a Financial Adviser/Planner would be highly regarded.· Relevant Tertiary qualifications (Business, Finance, Commerce etc)· Strong written, and verbal communication skillsWhat's In It for You:· An established firm, with a national presence and multi-office locations.· Opportunities to travel interstate and collaborate with other teams, as needed.· Exposure to Senior leadership for personal growth and developmentApply TodayPlease send your resume by clicking on the apply button. Your application will be assessed within 3 working days. Please note only shortlisted candidates will be contacted.Learn more about our Sydney recruitment services: https://www.roberthalf.com.au/recruitment-agency-sydney By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice: https://www.roberthalf.com/au/en/privacy. Please do not submit any sensitive personal data to us in your resume (such as government ID numbers, ethnicity, gender, religion, marital status or trade union membership) as we do not collect your sensitive personal data at this time.