Wealth Management Officer jobs in Sydney, NSW

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RISK AND COMPLIANCE OFFICER - INVESTMENT/WEALTH MANAGEMENT FIRM

Developing and refining compliance reporting and frameworks. Trade monitoring and surveillance to check for any suspicious/unusual trading patterns. Development and drafting of Compliance procedures across the business to mitiga...

CompanySuccession Recruitment
AddressSydney, NSW
CategoryAccounting & Finance
Date Posted a month ago See detail

Risk and Compliance Officer - Investment/Wealth Management Firm

Succession Recruitment

Sydney, NSW

Developing and refining compliance reporting and frameworks. Trade monitoring and surveillance to check for any suspicious/unusual trading patterns. Development and drafting of Compliance procedures across the business to mitiga...

Risk and Compliance Officer - Investment/Wealth Management Firm

Succession Recruitment

Sydney, NSW

$100,000 - $120,000 a year

Developing and refining compliance reporting and frameworks. Trade monitoring and surveillance to check for any suspicious/unusual trading patterns. Development and drafting of Compliance procedures across the business to mitiga...

Compliance Officer - Funds/Wealth Management

Px Resources

Sydney, NSW

Reviewing Investment Management Agreements (IMAs) and other investment management documents. Reviewing product disclosure statements (PDSs), product development related material and marketing materials. Ongoing monitoring and revi...

Wealth Management Compliance Officer

Ubs

Sydney, NSW

support the Wealth Management business in remaining compliant within the Australian regulatory environment and managing its risk. drive the identification, assessment, measurement, mitigation and monitoring of compliance and opera...

Senior Manager Knowledge Innovation Office

Allianz

Sydney, NSW

Permanent

Develop and execute a knowledge management strategy that aligns with organisational objectives, relating to knowledge stored in the M365 suite. Oversee the continuous improvement strategy to drive process optimisation, efficiency...

Director - Project Management Office

Nsw Police Force

Sydney, NSW

Public Sector Senior Executive - Band 1. Ongoing Full-Time. Parramatta. competitive salary;. flexible work options;. opportunity to purchase leave;. corporate wellbeing programs including seminars and the Fitness Passport;. free a...

Investment Middle Office Services Change Manager - Vice President

Jpmorgan Chase

Sydney, NSW

Permanent

Ensure the successful delivery of our strategic infrastructure build out and on-boarding of our clients onto that infrastructure by working with various operations teams on the overall readiness. Manage the team through daily risk...

Senior Manager Business Bank and Private Wealth

Westpac

Sydney, NSW

Permanent

Sydney location. Permanent, full time. Hybrid working environment - 3 days in office. Provide compliance advisory support to the Business Bank and Private Wealth businesses. Review and advise on projects and key regulatory and bus...

Client Service Manager, Officer

State Street

Sydney, NSW

Deliver highly valued services and solutions to clients to ensure quality services are consistently delivered and clients are offered State Streets full range of services as their needs and our services evolve. Manage activities...

Recruitment Consultant - Wealth Management

Kaizen Recruitment

Sydney, NSW

Partnering with a broad range of established Fund Managers, Dealer Groups and Financial Planning firms;. Procuring new business through business development, relationship and account management activities and initiatives;. Develop...

Data Entry & Records Management Officer

Talenza

Sydney, NSW

Inputting data and other relevant details from physical documents into Excel spreadsheets. Ensuring accuracy and completeness of Data Entry while maintaining strict confidentiality and security protocols. Organising and maintainin...

Client Service Manager, Officer

State Street

Sydney, NSW

Deliver highly valued services and solutions to clients to ensure quality services are consistently delivered and clients are offered State Street's full range of services as their needs and our services evolve . Manage activities...

Senior Business Analyst - Wealth Management

Lanson Partners

Sydney, NSW

Lead business analysis activities related to several product & technology lead projects. Collaborate with cross-functional teams including PO, developers, and stakeholders to understand business objectives and translate them into...

Records Management Officer

Hays Recruitment

Sydney, NSW

At least 5 years experience in a Records Management role. Strong Information management, Records Management experience. Strong EDRMS experience. Strong stakeholder engagement skills (internal & external). Strong experience as...

Accounting Firm Practice Manager / Office Manager

Hamilton York

Sydney, NSW

Managing a team of 3 Administrators. Being involved in the recruitment including liaising with external recruitment agencies. Salary review and performance review discussions. Manage any other HR responsibilities. Management meeti...

Separation Program Assistant - Separation Management Office

Perpetual

Sydney, NSW

14-month max term contract. Based in 123 Pitt Street, Sydney. ASAP commencement date. Provide diary and coordination support for the Executive General Manager, Separation, and the Separation Program Director, plus other key staff...

Tax & Client Reporting Specialist - Wealth Management

Ubs

Sydney, NSW

Ongoing self-development/cross training across Operations.Your teamYoull be working in the Wealth Management Asset Transfers team based in Sydney. Work experience in FATCA and/or AEI (Automatic Exchange of Information also kn...

Office Manager

Jobwire Ibs

Sydney, NSW

Monday to Friday. 9am 5pm On Site. Permanent Position. Day to day scheduling of technicians. Ordering of parts and material for service and installation projects. General office management & Reception desk. Customer enquiries. I...

APS 6 - Senior Human Resources Officer – Case Management (Multiple Positions)

Australian Department Of Defence

Sydney, NSW

$91,702 - $104,753 + up to 15.4% superannuation. AmberleyQLD, Canberra.ACT, Darwin.NT, Edinburgh SA ,Enoggera.QLD, Melbourne CBD.VIC, Penrith.NSW, Rockingham.WA, Sydney CBD.NSW, Williamtown.NSW. QLD, Canberra. ACT, Darwin. NT, E...

Assistant Front Office Manager

Marriott International

Sydney, NSW

Supporting Management of Front Desk Team: Utilizes interpersonal and communication skills to lead, influence, and encourage others; advocates sound financial/business decision making; demonstrates honesty/integrity; leads by examp...

Data Entry & Records Management Officer

Talenza

Sydney, NSW

Contract

Inputting data and other relevant details from physical documents into Excel spreadsheets. Ensuring accuracy and completeness of Data Entry while maintaining strict confidentiality and security protocols. Organising and maintainin...

Office Manager | $100k-$130k + superannuation

Assistant Sydney

Sydney, NSW

Highly regarded firm owned by a global investment fund.. Newly created full-time permanent opportunity based in the Sydney CBD.. Competitive salary in line with what will be an ever-evolving and dynamic role.. Ensuring the office...

Office Manager

Mantel Group

Sydney, NSW

Execution and Project ManagementPlan and deliver project plans by managing people, resources, budget, and timelines, to support the organizations goals Facilities and Asset ManagementSource and manage the tools, services, and p...

Facilities Manager - A-Grade Office

Curtis Partnership

Sydney, NSW

Competitive salary ($135k). Working directly for commercial landlord. New landmark A-grade building. Preventative & Reactive Maintenance: staying on schedule for all preventative maintenance (BMS, fire, etc.),ensuring buildings...

Education Support Officer of Business Services & Management

Tafe Nsw

Sydney, NSW

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Investment Middle Office Services Change Manager - Vice President

Jp Morgan Chase & Co

Sydney, NSW

Ensure the successful delivery of our strategic infrastructure build out and on-boarding of our clients onto that infrastructure by working with various operations teams on the overall readiness. Manage the team through daily risk...

Office Facilities Manager

Anton Murray Consulting

Sydney, NSW

Ensure quality and timely service delivery to the Customer, overall quality assurance and Customers high level of satisfaction. Manage vendor relationships, vendor services and vendor contracts. Manage and report Vendor Performan...

Senior AP & Office Manager

Richard Lloyd Recruitment

Sydney, NSW

Perfect role for someone with prior accounts payable experience. Well recognised and established brand in the Construction Materials industry. Western Sydney location. $80K - $100K + Super (depending on experience). Parking availa...

Office Facilities Manager

Anton Murray Consulting

Sydney, NSW

Ensure quality and timely service delivery to the Customer, overall quality assurance and Customers high level of satisfaction. Manage vendor relationships, vendor services and vendor contracts. Manage and report Vendor Performan...

Office Manager

Metier Recruitment

Sydney, NSW

Fabulous cohesive team working for a great cause. Hybrid work environment - 2 days from home. Must have PR + Office Management or TA/PA experience. Oversee day-to-day office management. Coordinate delegated tasks by the CEO. Manag...