AddressAbout the role
At ANZ, our purpose is to shape a world where people and communities thrive. We’re making this happen by improving our customers’ financial wellbeing so they can achieve incredible things – be it buying their home, building a business or saving for things big or small.
Market Surveillance is a global function within Markets Risk that brings together all aspects of regulatory and financial crime risk management. We are a second line function who work together with the business and leverage advanced technology to help ANZ anticipate and navigate the forever changing regulatory environment.
The Surveillance Analyst will support the Market Surveillance team by applying ANZ’s policies and procedures to business related communications and escalating examples where a potential misconduct or breach of policy may have occurred.
A primary focus of this role will be to assist ANZ to develop, implement and execute an effective monitoring framework for its compliance with CFTC external business conduct rules and, in particular, the provision of pre-trade mid-market marks.
This role is accountable for:
Developing an operating methodology to identify and review the provision of pre-trade mid-market marks (PTMM), in conjunction with both second and first line stakeholders
Reviewing and escalating communications between in-scope users and the external market to help detect incidences of potential non-compliance.
All potential cases are reviewed with care and diligence within specified timeframe to allow for full and thorough investigations.
Understanding ANZ’s Policies and Procedures relevant to the task above. Improved processing and management of cases being reviewed, through recommendation of improvements and further targeting of potential risk scenarios.
Role Location: Solaris One Building, 130 Dela Rosa St., Legaspi Village, Makati City PH
Role Type: Permanent, full time role
What will you bring?
To grow and be successful in the role, you will ideally bring the following:
- Minimum 2 years in Markets Surveillance role
- Strong analytical skills and attention to detail
- Ability to follow process and meet timeframes
- Effective communication skills
- Experience in Compliance, Governance or Financial Markets Product knowledge
- Knowledge of trade execution methods and channels
- Strong understanding of market misconduct and abuse issues.
- Capability to combine independent working with mentoring junior staff
You’re not expected to have 100% of these skills. At ANZ a growth mindset is at the heart of our culture, so if you have most of these things in your toolbox, we’d love to hear from you.
Why join us?
There’s something special about being part of ANZ. From the moment you join us, you’re part of a team working towards a common goal: improving the financial wellbeing and sustainability of our millions of customers.
But it’s not just our customers who’ll feel your impact. You’ll feel it too. Because at ANZ, you’ll have the resources and community you need to take the next big step in your career, towards even bigger things in the future.
We offer a range of benefits tailored to the countries in which we operate including Health and Wellbeing programs and flexible working arrangements.
You’ll also enjoy working in a diverse and inclusive workplace where the different backgrounds, perspectives and life experiences of our people are celebrated. We encourage you to talk to us about any adjustments you may require to our recruitment process or the role itself. If you are a candidate with a disability, let us know how we can provide you with additional support.
To find out more about working at ANZ or to view other opportunities visit www.careers.anz.com. You may apply for this role by visiting ANZ Careers and searching for reference number 65207
Job Posting End Date
06/05/2024, 11.59pm, (Melbourne Australia)
