Senior Regulatory and Compliance Officer

Sophisticated Investment Management business, looking for a Senior Regulatory & Compliance specialist to work across the Group.

The Company

Large, sophisticated Investment Management business, looking for a Senior Regulatory & Compliance Analyst to join the team and support the organisation globally.
Reporting to the Manager, Regulatory Affairs & Compliance, you will be tasked with providing effective oversight of regulatory & compliance issues across a broad range of investment teams and business partnering with all divisions.
The Role
This is a vital role, encompassing Regulatory & Compliance Risk Management, the key responsibilities include:

• Contribute to best practice strategy to identify regulatory & compliance risks associated with marketing activities
• Reviewing Australian regulatory developments relevant to the Group and its compliance and control framework ensuring obligations are met
• Preparation of reporting to domestic and international regulators
• Provide proactive and trusted advice to key stakeholders ensuring engagement & collaboration with the compliance division

About You
The successful candidate will have a tertiary qualification and have experience working in Regulatory risk management & Compliance in a complex Financial Institution. You will have in-depth knowledge of the current regulatory environment across financial services in Australia &/or globally and a proven ability to interpret and implement compliance rules and regulations – and enjoy contributing to a team environment, liaising with various internal & external stakeholders.
To be considered for this role please apply to Niamh at Perigon Group.