Compliance Officer jobs in Surry Hills, NSW

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RISK AND COMPLIANCE OFFICER - INVESTMENT/WEALTH MANAGEMENT FIRM

Developing and refining compliance reporting and frameworks. Trade monitoring and surveillance to check for any suspicious/unusual trading patterns. Development and drafting of Compliance procedures across the business to mitiga...

CompanySuccession Recruitment
AddressSydney, NSW
CategoryAccounting & Finance
Date Posted 2 months ago See detail

Risk and Compliance Officer - Investment/Wealth Management Firm

Succession Recruitment

Sydney, NSW

Developing and refining compliance reporting and frameworks. Trade monitoring and surveillance to check for any suspicious/unusual trading patterns. Development and drafting of Compliance procedures across the business to mitiga...

Risk and Compliance Officer - Investment/Wealth Management Firm

Succession Recruitment

Sydney, NSW

$100,000 - $120,000 a year

Developing and refining compliance reporting and frameworks. Trade monitoring and surveillance to check for any suspicious/unusual trading patterns. Development and drafting of Compliance procedures across the business to mitiga...

Curriculum and Compliance Officer

Froebel

Sydney, NSW

We are looking for a part-time Curriculum and Compliance Officer to join our leadership team based at Froebels Head Office in the Sydney CBD. Initially, the role is part-time with 15 hours worked across 2 days (or 3 if preferred)...

Development Compliance Liaison Officer (up to July 2025)

Inner West Council

Leichhardt, NSW

$77,427-85,659 per year

A detailed knowledge of development pathways, including the regulatory framework applicable to Council Development Compliance and Building Certification. Expert knowledge of OneCouncil or equivalent and experience in training othe...

Business Support Officer - Compliance

Planning, Sustainability And Compliance

Waverley, NSW

Permanent full-time position, 35 hours per week. Hours of work: Monday to Friday between 08:00am and 05:00pm . Salary $69,380 to $79,787 per annum plus 11% superannuation. Provide operational and administrative support to the busi...

Compliance and Quality Officer

Mpau Human Resources

Sydney, NSW

Compliance Management: Monitor and ensure compliance with relevant local, national, and international regulations, standards, and legislation pertaining to health, safety, environment, and Quality. Quality Assurance: Implement and...

RTO Registration and Compliance Officer

Palms Australia

Petersham, NSW

Experience in the establishment and/or management of Registered Training Organisations and up to date knowledge of RTO regulations and Compliance;. Experience utilising a Student Management System and Learning Management System ;...

Compliance and Complaints Officer

Category Legal And Compliance

Sydney, NSW

Handle complaints from AXA XL policyholders, including Internal Dispute Resolution (IDR) and External Dispute Resolution (EDR) complaints;. Manage relationships with internal and external stakeholders (e.g. coverholders and claims...

Operations Officer - Compliance Management Group

Aged Care Quality And Safety Commission

Sydney, NSW

Assist with reviewing business/team requirements and identify gaps and changes needed in existing documentation supporting a continuous improvement culture. Assist with the development and monitoring of operational frameworks, pol...

APS5 Operations Officer - Compliance Management Group

Aged Care Quality And Safety Commission

Sydney, NSW

Assist with reviewing business/team requirements and identify gaps and changes needed in existing documentation supporting a continuous improvement culture. Assist with the development and monitoring of operational frameworks, pol...

Business Analyst l Compliance - Transformation Office

The Star Entertainment Group

Sydney, NSW

Assist in defining the vision and scope of assigned projects in alignment with project timelines and budget. Maintain functional relationships with all stakeholders to gather information, understand stakeholder interest, maintain...

Recruitment & Compliance Support Officer

Sustainhealth

Sydney, NSW

Managing end to end candidate journey experience. CV Screening for open roles for our clients. Conducting pre-screening interviews. All pre-employment and clearance checks for candidates e.g. references, Police checks, training, q...

Human Resource Officer – Training and compliance - Hybrid

Homecaring

Sydney, NSW

Ensuring compliance of requirements for employees. Developing onboarding programs for employees and ensuring a great experience. Creating engaging training programs for support workers, case managers, people managers and franchise...

Compliance and Complaints Officer

Axa

Sydney, NSW

Handle complaints from AXA XL policyholders, including Internal Dispute Resolution (IDR) and External Dispute Resolution (EDR) complaints;. Manage relationships with internal and external stakeholders (e.g. coverholders and claims...

Quality and Compliance officer

Easy Authoring

Petersham, NSW

6-month contract role with possible extension.. Attractive pay rate.. Hybrid work (WFH + Petersham office).. Immediate start!. Support and contribute to ensuring the processes and relevant resources are in line with the applicable...

Junior AML/Compliance Officer

Sb Recruitment

Marrickville, NSW

Identification of Politically Exposed Person (PEPs) and determining level of risk associated.. Conducting sanction searches.. Assist with conducting ongoing customer due diligence (OCDD) & enhanced customer due diligence (ECDD)...