Address- Canberra, ACT
- Ongoing/Non-Ongoing (Non-Ongoing will be offered for 12 months)
- $117,268 - $133,394 + Superannuation
The role of the Compliance Branch is to support compliance activities across our schemes and to contribute to more robust, effective business administration. It does this by providing specialist services including participant assessment, audit and monitoring, investigations, intelligence, outreach and education.
The Branch comprises of four sections and specific work includes:
- Compliance and Enforcement Section – undertaking proactive and reactive compliance activities including investigations and developing and delivering compliance and engagement programs to prevent, detect and address serious non-compliance across schemes administrated by the agency.
- Intelligence and Assessment Section– provide a centralised intelligence function that produces tactical, operational and strategic insights to support business areas.
- Participant Assessment and Monitoring Section - participant assessment as part of scheme entry to assess fit and proper person requirements and the development of strategic compliance policy framework including compliance priorities.
- Scheme Audit and Assurance – providing a centralised scheme audit and assurance function and administering the agency’s audit framework and the regulation of Registered Greenhouse and Energy Auditors.
The Compliance and Enforcement Section performs and delivers the following functions:
- Conduct investigations into serious non-compliance and fraud in line with Commonwealth legislation and best practice standards.
- Deliver agreed compliance outcomes, including early intervention, administrative sanctions and civil and criminal proceedings.
- Provide guidance and support to operational teams to build operational capacity, and strengthen cross-agency connections, in identifying and developing appropriate responses to non-compliance.
- Develop and deliver compliance and engagement programs to prevent, detect and address serious non compliance across schemes administrated by the agency.
- Administratively support the branches operational response to serious non-compliance.
- Supervise staff in accordance with the agency’s performance approach.
- Contribute to our deliberately developmental culture by coaching, mentoring and helping staff develop their professional skills and capabilities.
- Conduct and manage complex investigations into suspected breaches of the law, and provide guidance to other Investigators.
- Prepare and present briefs of evidence for criminal and civil proceedings, and reports for administrative actions.
- Deliver compliance outcomes within agreed timeframes and consistent with the agency’s Compliance, Education and Enforcement Policy.
- Develop and lead proactive regulatory activities including site visits and compliance monitoring activities.
- Identify opportunities and lead the development, implementation and/or improvement of procedures.
- Provide expert advice on compliance and enforcement matters pertinent to agency administered schemes, which influence the decisions made by others, including supervisors and peers.
- Develop and maintain influential and productive working relationships with agency staff, and counterparts in other agencies to achieve section and branch goals.
- Maintain meticulous records and provide subject matter expertise in the use of our case management system COMtrac.
Qualifications
- Certificate IV in Government (Investigations or Compliance) is required.
- A Diploma in Government (Investigation) is highly desirable.
Experience
The following experience will be highly regarded:
- Ability to conduct and manage multiple investigations.
- Use of databases and information reporting systems.
- Working as part of a multi-disciplinary team.
- Working in a regulatory compliance environment
Applications close 11.30pm on Wednesday, 5 June 2024.
CER 040-24 - Compliance and Enforcement Assistant Manager - Candidate Information Pack Opens in new window
CER 040-24 - Compliance and Enforcement Assistant Manager - Candidate Information Pack Opens in new window
