AddressJoin our innovative investment banking firm, where we're not just about financial success—we're driven by the desire to create positive social impact. As a key player in Corporate Finance, Research, Fixed Income, Equities, Derivatives, and clearing and settlement services on the ASX, this dynamic team is at the forefront of change.
Day to day responsibilities:
As part of our KYC team, you'll play a pivotal role in ensuring compliance with local and global regulations while onboarding clients. Your responsibilities will include:
- Conducting thorough Client Onboarding in adherence to our KYC policy.
- Regular review of existing clients throughout their journey, including periodic assessments, event-triggered reviews, and offboarding.
- Collaborating with clients and internal stakeholders to gather necessary KYC and regulatory documentation.
- Operating within a robust control framework to minimize operational risks associated with Client Onboarding.
- Upholding internal and external regulatory and compliance standards.
- Bachelor's degree in commerce, Law, Accounting, or related field.
- 3+ years of experience in KYC/AML within the financial services industry, with a focus on corporate, institutional, or wholesale clients.
- Proficiency in performing KYC on diverse entities and onboarding various client types.
- Strong verbal and written communication skills, self-motivation, and ability to prioritize tasks.
- Responsiveness, flexibility, and diligence, with a track record of meeting deadlines under pressure.
- Full Australian work rights and availability to work four days per week in our Sydney CBD office.
This is a rare opportunity for a permanent role in investment banking, offering exposure to a wide range of financial instruments and client types. You'll work closely with a supportive leadership team and be part of a collaborative and dynamic work environment that values innovation and social responsibility.
Interested candidates please call Scott on 0410 735 *** or hit 'Apply'
Additional information
- CBD Location
- International Company
- Highly competitive remuneration package
