Compliance And Legal Officer

Compliance and Legal Officer role at a global bank

Your new company 

Global bank in Sydney is looking for a Compliance and Legal Officer offering Corporate and Institutional Banking services.

Your new role 

Working in a small team, you will be responsible for:

• Review and update policies and procedures that support the compliance framework
• Drafts reports to the head office on a quarterly and semi-annual basis
• Prepare periodic reports for the Risk Committee and the senior management and assist in drafting reports for the regulators
• Provide training such as induction training for all new staff and ongoing compliance & legal training
• Maintenance and keep up to date the Compliance & Legal Registers
• Update the obligation register and facilitate the quarterly obligations attestation from heads of the departments
• Implement future regulatory changes and interpret new regulations
• Prepare and assist in lodging regulatory notifications, reports and submissions
• Conduct legal research and reviews on products, contracts, marketing materials and other documents
• Assist where necessary in the compliance monitoring activities on a monthly or quarterly basis

What you'll need to succeed 

• Tertiary qualification in Law
• Some knowledge of the Australian financial services laws and regulations
• Ideally, a legal background 
• Fluent in Mandarin
• Holding Australian Full work rights

What you'll get in return 

Excellent opportunity to be part of the compliance function in a global bank in Sydney.

What you need to do now 

Please apply now or email your CV to ************@hays.com.au.