- Prepare research and analysis and reports as well as lodge regulatory documentation with ASIC and other relevant regulatory bodies;
- Assisting the team with the preparation of regulatory reporting requirements;
- Monitoring changes in regulations and assisting in the maintenance of the legal and compliance frameworks;
- Updating and drafting legal and compliance documents, policies and procedures pertaining to the relevant prudential standards;
- Integration administrative work for AFSLs;
- Provide training to internal staff on compliance matters, including but not limited to compliance laws, industry standards, Australian policies and procedures;
- Providing relevant compliance advice to key stakeholders within the business in line with the APRA prudential standards; AND
- Collaborating with the legal team and also supporting with preparation of management committee meetings as required.
- 3-5 years of legal/risk/compliance experience within an administrator, custodian or Funds Management business;
- Bachelor's degree in commerce, finance, law, economics or related field or experience required- within the financial services industry required - preferably a fund manager;
- Knowledge in risk management, fund and investor compliance, compliance monitoring, or internal/external audit;
- Experience in dealing with / providing reporting material to ASIC, APRA, AFCA, ATO;
- Must have experience working within a Fund Compliance, Regulatory compliance type role;
- Strong communication skills and the ability to develop rapport across the business and effectively carry out compliance tasks as required;
- Understanding of the laws and current regulatory environment, particularly regarding APRA and ASIC;
- Independently take ownership and accountability for your work; AND
- Adept in MS Office and fund management systems.
#SCR-fina-halim