Risk and Compliance - Senior Consultant/Manager level

Our client is a boutique financial service business (funds/wealth management) looking for a dynamic Risk and Compliance professional to join their lean team for a 12-month fixed term contract. 

You will be working directly with the Head of Risk and Compliance, gain hands-on and broad exposure managing the Risk and Compliance function.
Responsibilities will include:

• Ongoing monitoring and review of compliance obligations and risk management frameworks.
• Conducting Risk and Compliance monitoring activities, mandate monitoring, and risk assessments.
• Reviewing promotional materials and product disclosures.
• Managing incidents, breaches, and complaints, maintaining all registers.
• Reviewing, developing, and implementing, policies and procedures.
• Preparing and delivering Risk and Compliance training to staff.
• Preparing board and committee papers.
• Keeping up to date with regulatory and legislative changes.
• Providing Risk and Compliance advice to the business and answering queries.

The ideal candidate will have:

• Circa 3-5 years of risk, compliance, and assurance experience.
• Background in financial services, specifically in funds management and wealth management.
• Excellent interpersonal skills with the ability to engage with stakeholders at all levels.
• Ability to work in a lean environment and willingness to be hands on.

This is a great opportunity for someone looking to see the breadth of a Risk and Compliance function. You will be working with an experienced leader, from whom you can learn from and gain hands-on skills that will help you grow your career.

If you would like to learn more, please send your CV through to Jerin Chowdhury at PX Resources (*****@pxresources.com.au) or apply directly via the APPLY button.