Senior Associate Conduct Support & OversightDo work that mattersThe Conduct, Sustainability & Reputational Risk team is a central team in the Non-Financial Risk & Conduct function in IB&M.The team is the Line 1 Risk Centre of Excellence for Conduct, Sustainability & Reputational Risk aspects of the Risk Framework across IB&M and helps to ensure that the business drives good outcomes for clients and counterparties and protects market integrity whilst ensuring activities meet our obligations, are sustainable and enhance the reputation of CBA.The role sits in a team accountable for the oversight & governance and ongoing improvement of the risk and control environment across Conduct, Sustainability & Reputational Risk. You will assist the IB&M business to achieve outcomes in line with Risk appetite.In any given week you will
- Be accountable for the ongoing co-ordination and administration of a number of Non-financial Risk Governance forums and committees that oversee Conduct, Sustainability & Reputational risk in IB&M. This includes arranging ad-hoc & periodic meetings, co-ordinating the distribution of forum papers, recording minutes and capturing and following up action items.
- Working on additional tasks relating to appropriate governance and oversight by senior management, and ensuring clear accountabilities are met.
- Contributing to ongoing accreditation and training initiatives across the IB&M business.
- Assist with key Line 1 tasks within the Group Op Risk and Compliance procedures including operating and enhancing existing Conduct and Compliance related Controls
- Responsible for data quality and data ingestion for various databases (including RiskInSite)
- Weekly, monthly and quarterly management reporting.
- Working effectively with Line 2 Risk & Compliance colleagues to determine optimal course of action to remediate any significant conduct related issues within the BU.
- Organised, methodical and strong attention to detail.
- Proven ability to analyse trends, identify critical threats and opportunities, diagnose problems and issues, and recommend appropriate actions.
- Strong Oral and Written communication skills, with the ability to succinctly capture action plans to an appropriate level of detail.
- The capacity to work in a busy, commercial, competitive environment and the ability to meet objectives / targets and deliver customer service.
- 2+ years of experience in wholesale banking, executive support, risk management or a related field within a Financial Services Organisation.