Compliance Risk Specialist jobs in Sydney, NSW

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RISK AND COMPLIANCE OFFICER - INVESTMENT/WEALTH MANAGEMENT FIRM

Developing and refining compliance reporting and frameworks. Trade monitoring and surveillance to check for any suspicious/unusual trading patterns. Development and drafting of Compliance procedures across the business to mitiga...

CompanySuccession Recruitment
AddressSydney, NSW
CategoryAccounting & Finance
Date Posted a month ago See detail

Risk and Compliance Officer - Investment/Wealth Management Firm

Succession Recruitment

Sydney, NSW

Developing and refining compliance reporting and frameworks. Trade monitoring and surveillance to check for any suspicious/unusual trading patterns. Development and drafting of Compliance procedures across the business to mitiga...

Risk and Compliance Officer - Investment/Wealth Management Firm

Succession Recruitment

Sydney, NSW

$100,000 - $120,000 a year

Developing and refining compliance reporting and frameworks. Trade monitoring and surveillance to check for any suspicious/unusual trading patterns. Development and drafting of Compliance procedures across the business to mitiga...

Information Security, Risk and Compliance Consultant

Launch Recruitment

Sydney, NSW

Third party vendor assessments. Remediation action review, analysis, and management. Cloud security assessments. Business / IT Application assessments (incl. pre & post implementation reviews). Regulatory assessments (local regul...

Risk & Compliance Manager

Cuscal Limited

Sydney, NSW

Ensure the Cuscal Compliance framework including Cuscal's risk and compliance system is updated and adhered to, including a current obligations register, breach and issues register, Client attestations, Compliance calendars, train...

General Manager Risk, Compliance & Policy

Amp

Sydney, NSW

Develop and execute the strategic vision for the 1st Line Risk & Compliance function in alignment with the company's objectives. Provide leadership and guidance to the team, fostering a culture of accountability, integrity, and ri...

Senior Risk Engineering Specialist

Suncorp

Sydney, NSW

Permanent

Deliver risk management service, guidance, and advice to customers and demonstrate Vero's point of differentiation. Initiate, facilitate and enhance stakeholder relationships at all levels internally. Sydney CBD Location (office/f...

Quality & Training Specialist (Compliance - Line 1)

Sportsbet

Sydney, NSW

Be part of one of the most innovative companies in Australia. A place to be yourself and thrive. Recognised as a Top 10 place to work for women (by Work180) & Top 25 companies for career development (by LinkedIn). Design, develop...

Risk and Compliance - Governance Officer - Public Sector

Launch Recruitment

Sydney, NSW

Develop and maintain the risk management and Compliance frameworks and related policies and guides. Provide advice to staff on the governance issues on Government policy, conduct, best practice and risk management.. Promote a cul...

Senior Risk & Compliance Analyst

Morgan Mckinley

Sydney, NSW

Provide analysis of thematic risk and compliance issues arising from control self-assessment results, compliance incedents and breaches, risk incidents and operational losses. Implement Line 1 control assurance program and maintai...

Senior Risk and Compliance Analyst

Morgan Mckinley

Sydney, NSW

Provide analysis of thematic Risk and Compliance issues arising from control self-assessment results, compliance incedents and breaches, risk incidents and operational losses. Implement Line 1 control assurance program and maintai...

Senior Business Analyst - Risk and Compliance

Suncorp Australia

Sydney, NSW

Great opportunity to work across Suncorp Insurance while supporting a critical area of our corporate functions. Must have min 4 years' Senior BA experience, supporting Risk and/or Compliance. Excellent communication and stakeholde...

Compliance and Technical Risk Lead - Maritime

Talent Solutions Defence & Aerospace

Sydney, NSW

From individual services to end-to-end project delivery and mission execution, they offer unparalleled breadth and depth of capability. 10 years experience in Defence, Defence Industry, or DMOAbility to take ownership of engineer...

Risk and Compliance Advisor

Suncorp Group

Sydney, NSW

Drive a strong, proactive Risk and controls culture to deliver robust and consistent risk frameworks and a mature Risk and Compliance culture across the area. Build and utilise knowledge of regulatory guidance, industry practices...

Senior Risk Engineering Specialist

Suncorp Group

Sydney, NSW

Permanent role . Deliver risk management service, guidance, and advice to customers and demonstrate Veros point of differentiation. Initiate, facilitate and enhance stakeholder relationships at all levels internally. Sydney CBD L...

Risk & Compliance Officer

Lander & Rogers

Sydney, NSW

Part-Time - 2-3 days per week. Award winning Australian private practice. A firm with a strong reputation for having an authentic and inclusive culture. Support practice and business services groups to develop a risk-based interna...

Governance, Risk and Compliance Officer

Compliance & Risk Management Recruitment

Sydney, NSW

$110,000 - $135,000 a year

Prepare initial drafts of Risk Management Reports for distribution to Directors. Review and assist with enhancing the controls embedded within the Risk and Compliance environment. Contribute to the ongoing development and improvem...

Senior Business Analyst - Risk and Compliance

Suncorp

Sydney, NSW

Great opportunity to work across Suncorp Insurance while supporting a critical area of our corporate functions. Must have min 4 years Senior BA experience, supporting Risk and/or Compliance Excellent communication and stakeholder...

Compliance and Technical Risk Lead - Maritime

Manpowergroup

Sydney, NSW

ManpowerGroup Defence & Aerospace are collaborating with a prominent defence company who specialise in the delivery of science, technology, and engineering solutions to government and companies across the globe.Operating from six...

Senior Risk & Compliance Analyst

Morgan Mckinley

Sydney, NSW

Provide analysis of thematic risk and compliance issues arising from control self-assessment results, compliance incedents and breaches, risk incidents and operational losses. Implement Line 1 control assurance program and maintai...

Specialist Risk and Capital

Rio Tinto

Sydney, NSW

The perfect balance, our roster gives you more time for the things that are important in your life and to your family and community. Our friendly teams look after each other because your safety and wellbeing are always our priorit...

Manager, 1st Line Technology Risk & Compliance

Insignia Financial

Sydney, NSW

The Role Reporting to the Head of 1st LineRisk & Compliance, you will be managing a growing team, responsible for partnering with the business to provide first line risk and compliance advice and guidance on all technology relate...

Senior Risk & Compliance Manager - Funds Management 12 month FTC

Challenger Ltd

Sydney, NSW

Provision of accurate and timely risk and compliance advice to Fidante's Senior Management, Product and Distribution teams as well as to our Affiliates on both strategic initiatives and BAU type activities. Developing, implementin...

Manager, 1st Line Technology Risk & Compliance

Ioof Holdings

Sydney, NSW

Assist the business to design, implement and operate a control environment that mitigates Technology Risks, meets obligations and complies with the requirements of enterprise policies. Solid business engagement and leadership skil...

Manager, 1st Line Technology Risk & Compliance

Ioof Holdings Ltd.

Sydney, NSW

Drive key outcomes to future-proof our business. Work for a leading wealth management company. Hybrid working environment - Melbourne or Sydney. Manage, coach and develop a growing team of Technology Risk and Compliance SMEs. Lead...

Senior Governance, Risk, Compliance - Audit (GRC-A) Security Advisor

Sas Institute

Sydney, NSW

While remaining updated of compliance and security regulations and standards within regulated markets for ex: IRAP, ISMAP, ISAE 3000, and/or ISO 27001), provide advisory services to the business, including recommendations for assu...

Manager Risk & Compliance - Corporate

Tabcorp

Sydney, NSW

act as a liaison between internal and external stakeholders, facilitating discussions and reporting to key committees;. serve as a TRACS (risk and compliance system) subject matter expert, training users and ensuring data quality...

Senior Governance, Risk, Compliance - Audit (GRC-A) Security Advisor

Sas

Sydney, NSW

While remaining updated of compliance and security regulations and standards within regulated markets for ex: IRAP, ISMAP, ISAE 3000, and/or ISO 27001), provide advisory services to the business, including recommendations for assu...

Manager, IT Governance, Risk & Compliance

Canon

Sydney, NSW

The solutions we deliver are reliable, scalable, and cost-effective, helping customers to not just get ahead but stay ahead.When you join Canon Business Services ANZ, youll find a rewarding culture that values you. Youll be empo...

Governance, Risk, Compliance - Audit (GRC-A) Security Advisor

Sas Institute

Sydney, NSW

While remaining updated of compliance and security regulations and standards within regulated markets for ex: IRAP, ISMAP, ISAE 3000, and/or ISO 27001), provide advisory services to the business, including recommendations for assu...

Risk & Compliance Advisor - Product

Tabcorp

Sydney, NSW

Were bringing industry-leading products and services to our customers, leading with integrity, and creating value for our shareholders and industry partners by breaking into new horizons. Youll also possess: relevant tertiary qu...