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Legal Compliance Manager jobs in New South Wales

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GRADUATE LEGAL & COMPLIANCE OFFICER | FIN. SERVICES

Key duties for this role will include, but are not limited to: Managing compliance obligations to ensure rules and regulations are met.Legal research and advisory to the CRO.Monitoring and testing to ensure policies and procedures...

CompanyRobert Half
AddressSydney, NSW
CategoryLegal
SalaryPermanent
Date Posted 2 months ago See detail

Graduate Legal & Compliance Officer | Fin. Services

Robert Half

Sydney, NSW

Permanent

Key duties for this role will include, but are not limited to: Managing compliance obligations to ensure rules and regulations are met.Legal research and advisory to the CRO.Monitoring and testing to ensure policies and procedures...

2 months ago seen See more...

Compliance Manager

Kennedy Reid

New South Wales

$160,000-180,000 per year

Updating company documents across all departments to align with regulatory standards. Creating and revising company policies and procedures. Collaborating with distributors, authorized representatives, and other third parties to m...

2 months ago seen See more...

Line 1 Technology Risk & Compliance Manager

Bluefin Resources

New South Wales

$170,000-175,000 per year

Lead the development and enhancement of technology related risk and compliance practices across the division. Continually advocate a strong risk management and compliance culture. Be mindful of the division's risk appetite to ensu...

2 months ago seen See more...

Senior Compliance Manager - 12 Month FTC

Iress

Sydney, NSW

Contract

More than 10,000 businesses and 500,000 people use our software, from the worlds most iconic financial services brands to advice firms of all sizes, banks, insurers, investment managers, traders and brokers. Iress is one of Austr...

2 months ago seen See more...

Compliance Manager - Governance & Controls (Temporary)

Bnp Paribas

Sydney, NSW

Temporary

Governance Framework:. Governance: coordinating compliance related governance meetings scheduling meetings, maintaining relevant terms of reference (including local child-policy), data gathering, documents preparation, minutes,...

2 months ago seen See more...

Quality and Compliance Manager

Manpower

Newcastle, NSW

Permanent

Competitive salary and benefits package. Opportunity for professional growth and development. Positive and inclusive work environment. Supportive and collaborative team culture. Free on site parking. Work locally. Develop and impl...

2 months ago seen See more...

Compliance Manager

Nexport Pty Ltd

Glendenning, NSW

Join Our Team as a Compliance Rockstar!Are you ready to be the guardian of good deeds and keeper of all things compliant? Nexport is on the lookout for a dynamic Compliance Manager to be our ethical superhero in the electrifying w...

2 months ago seen See more...

Cyber Security Compliance & Risk Manager

Qbe Insurance

Sydney, NSW

Permanent

This intellectually challenging and highly influential role is a technical and people leader within the Group Cyber Security team accountable for safeguarding QBE from increasingly sophisticated Cyber and information security thre...

3 weeks ago seen See more...

Manager - Risk & Compliance Advice

Rest

Sydney, NSW

Contract

4 month Fixed Term (anticipated Jul-Sept inc). Not a 'care taker role' - fully utilise your skills. Hybrid working as standard. identifying and assessing risks. establishing controls to mitigate the risks. assessing control design...

4 weeks ago seen See more...

DC Compliance and Training Manager

Staff Australia

Horsley Park, NSW

Permanent

Develop, implement, and maintain comprehensive compliance programs and policies within our Distribution Centre (DC) to ensure adherence to regulatory requirements and industry standards. Conduct regular audits and inspections to i...

4 weeks ago seen See more...

Strategy & Operations Manager, Regulatory Risk & Compliance

Uber

Sydney, NSW

Permanent

Complete all required data pulls and analysis as required for audits, investigations, or ad-hoc regulatory requests; and build out required data delivery guidelines, format and tracking tools required to ensure defect-free executi...

4 weeks ago seen See more...

Industrial Relations Manager- Compliance

Commonwealth Bank Of Australia

Sydney, NSW

Permanent

EA compliance and execution. Provision of advice relating to EA interpretation. Implementing IR legislative changes. Contract management. Policy to support key entitlements. Role grading. Identify, monitor and implement controls t...

4 weeks ago seen See more...

Senior Legal Counsel, Financial Crime Compliance

Commonwealth Bank Of Australia

Sydney, NSW

Permanent

Deliver strategic legal advice on governance, regulatory, product and customer matters relating to the Groups compliance with anti-money laundering and counter-terrorism financing (AML/CTF), sanctions and anti-bribery and corrupt...

4 weeks ago seen See more...

Senior Manager - 1st Line Technology Risk & Compliance

Randstad

Sydney, NSW

$210,000 per year

Experience in coaching and mentoring other team members preferred. Sound knowledge of Technology Risk management concepts, frameworks, and standards. Strong understanding of the Australian regulatory landscape as it relates to inf...

4 weeks ago seen See more...

Executive Support, Compliance & Process Manager

Valen Power

Lawson, NSW

$85,000 - $120,000 a year

Oversee the Business Management System to ensure compliance with ISO standards and regulatory requirements. Maintain and improve business processes and documentation to enhance efficiency and effectiveness across the organization....

a month ago seen See more...

Cyber Security Compliance & Risk Manager

Qbe Insurance

Sydney, NSW

Location: Sydney. Type: Permanent, full time. Managing the divisional information Security Compliance consulting team including third party risk assessments, vulnerability management and DLP incidents. Managing the process of the...

a month ago seen See more...

Cyber Security Compliance & Risk Manager

Qbe Insurance

Sydney, NSW

Location: Sydney. Type: Permanent, full time. Managing the divisional information Security Compliance consulting team including third party risk assessments, vulnerability management and DLP incidents. Managing the process of the...

a month ago seen See more...

Legal Counsel / Commercial Manager

Enviropacific Services

Macquarie Park, NSW

Reviewing key risks and negotiating contractual terms with clients and subcontractors;. Supporting tender and project teams on major projects with best practice contract management, commercial strategy, compliance with legal and r...

a month ago seen See more...

Legal Researcher - Knowledge Management - 12mth contract

King & Wood Mallesons

Sydney, NSW

12mth contract to backfill an internal secondment - We support career development. Bring your genuine passion for legal and business research and love of the law to this rare and varied value add role.. A relationship role as much...

a month ago seen See more...

Legal and Compliance Associate - Multi Asset Broker

Succession Recruitment

Sydney, NSW

$140,000 - $150,000 a year

Ensuring the organization's fulfillment of Legal and regulatory obligationsthrough monitoring, review and development of internal procedures andcontrols. Minimum 5 years of experience gained from a similar role within theAu...

a month ago seen See more...

Senior Manager, Compliance & Operational Risk, Global Corporate & Investment Banking

Bank Of America

Sydney, NSW

5 years of experience in financial services (involvement in Compliance, Control Room, COO), business (payments, Investment Banking, banking) or regulatory background. Strong understanding of compliance and risk management framewor...

a month ago seen See more...

Manager, Compliance & Operational Risk, Global Corporate & Investment Banking

Bank Of America

Sydney, NSW

Circa 5 years of experience in financial services (involvement in Compliance, Control Room, COO), business (payments, Investment Banking, banking) or regulatory background. Strong understanding of compliance and risk management fr...

a month ago seen See more...

Risk and Compliance Officer - Investment/Wealth Management Firm

Succession Recruitment

Sydney, NSW

Developing and refining compliance reporting and frameworks. Trade monitoring and surveillance to check for any suspicious/unusual trading patterns. Development and drafting of Compliance procedures across the business to mitiga...

a month ago seen See more...

Risk and Compliance Officer - Investment/Wealth Management Firm

Succession Recruitment

Sydney, NSW

$100,000 - $120,000 a year

Developing and refining compliance reporting and frameworks. Trade monitoring and surveillance to check for any suspicious/unusual trading patterns. Development and drafting of Compliance procedures across the business to mitiga...

a month ago seen See more...

Seeking a Dynamic Sales focused Client Relationship Manager - Legal Technology

Novum Global

Sydney, NSW

Train and onboard clients, emphasizing the strategic benefits and comprehensive solutions the platform offers. Execute retention strategies to foster long-term loyalty and satisfaction. Engage actively with clients through calls,...

a month ago seen See more...

Compliance Assurance Manager

Atlamgroup

Barangaroo, NSW

In a once in a generation moment, weve brought together powerful brands to create one united force. The latest technology and brave thinking let us connect our people and communities. The role will partner with stakeholders acros...

a month ago seen See more...

Industrial Relations Manager- Compliance

Atlamgroup

Sydney, NSW

CBA employs over 45,000 people, serves over 15 million personal and small business customers, and has more than 800,000 shareholders. The Human Resources (HR) team plays a key role in supporting the Group?s strategy by working wit...

a month ago seen See more...

Executive Manager, Financial Markets & Treasury Compliance

Westpac Bank

Sydney, NSW

Permanent. Sydney. Leadership position within our Financial Markets Compliance team. Supporting Westpac's compliance strategy across the FM and TSY. Driving a best practice approach to compliance risk management, including conflic...

a month ago seen See more...

Manager, Financial Accounting and Compliance

Cancer Council Nsw

Woolloomooloo, NSW

Responsibility for Financial Monitoring & ReportingPreparation of accurate monthly financial results, within strict deadlines to enable effective financial management across CCNSW.Daily management of CCNSW cash accounts. Preparati...

a month ago seen See more...

Seeking a Visionary Product Manager in Legal Technology

Novum Global

Sydney, NSW

Develop and execute product strategies that align with customer needs and business goals. Engage in market research to identify and innovate new services or features. Build and manage the product roadmap, ensuring all phases from...

a month ago seen See more...

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