AddressRBC Brewin Dolphin is one of the UK's leading independent providers of discretionary wealth management. We offer award-winning personalised wealth management services that meet the varied needs of over 100,000 account holders, including individuals, charities, and pension funds.
We specialise in helping clients protect and grow their wealth by creating financial plans and investment portfolios that meet personal and professional ambitions and aspirations. Our services range from a simple execution only online service to bespoke discretionary investment management including retirement planning.
About this opportunity -
As Associate, Financial Investigations Unit, you will conduct and complete proactive and reactive AML investigations. Through the gathering, analysis and evaluation of relevant information, you will determine whether sufficient grounds for suspicion of money laundering, terrorism financing or other criminal activities exist, and will prepare Suspicious Activity Reports to the authorities where required. As Associate, you play a key role in complying with legislative/regulatory requirements, and mitigating risk to RBC Brewin Dolphin, in line with established organizational policy.
Responsibilities Include -
- Conduct proactive and reactive AML Investigations;
- Maintain accurate records of all investigative actions and decisions taken;
- Prepare relevant reports as required including documentation in support of any action proposed based on the results of investigations;
- Prepare Suspicious Activity Reports for submission to the authorities;
- Investigate transaction monitoring, sanctions and name scanning alert escalations;
- Ensure that investigations are conducted within defined timelines and are escalated in accordance with relevant policy;
- Promote, support and adhere to the relevant policies and guidelines.
Skills/Experience -
- Relevant industry experience in AML, preferably in Wealth Management, Asset Management or Private Banking;
- Strong investigative and analytical skills;
- Exceptional verbal and written communication skills;
- The ability to gather, assess/evaluate and present complex information in a simple and concise manner;
- Excellent administration, planning and organisation skills;
- Excellent attention to detail;
- Displays enthusiasm, credibility and determination;
- Ability to grasp new ideas and concepts quickly, and use them effectively;
- Passion for continuous improvement;
- Ability to work under pressure and meet deadlines.
Brewin Dolphin is proud to be an equal opportunity employer. We are committed to recruiting and developing a diverse workforce, inclusive of race, religion, age, gender, sexual orientation and disability. If you have particular requirements in relation to accessibility or mobility during the recruitment process, please let us know and we will do our best to make suitable adjustments.
To apply for this role, please click the "Apply" button below. The closing date for applications is 1/04/2024. Some of our vacancies receive high numbers of applications and we may decide to close this sooner, so we would encourage you to apply as early as possible.
