Compliance Manager

Company: Bank of China (4th largest bank in terms of assets internationally)
Position: Legal and Compliance Manager
Department: Legal & Compliance
Location: Sydney CBD
Term: This is a Two Year Maximum Term Contract, with the possibility of becoming an ongoing role after contract period has ended.
Interviews: Interviews will be conducted via phone/video conference until further notice.
Closing Date For Applications: 24/2/2024

Bank of China Limited Sydney Branch was established in 1942 and was the first Chinese bank to establish operations in Australia. Since resuming banking operations in Australia in 1985, Bank of China, (including Bank of China Limited and Bank of China (Australia) Limited) has dedicated itself to promoting the Australia-China trade and economic relationship. Building on decades of local market financial experience and expertise, Bank of China has built a fast and highly efficient global service network supplying a diversified range of financial products. Bank of China offers a comprehensive range of financial products, and to date is the only Chinese bank operating in Australia holding a licence to deal with both retail and wholesale customers.

Regulatory

• Assist to conduct research on legal and compliance issues, and project management of regulatory updates and changes
• Co-ordinate and preparation of regulatory registration and reporting both internal and external, working with business units to collate relevant information
• Coordinate and prepare legal and compliance related reports
• Assist to conduct policy and procedure reviews and updates
• Attending to external enquiries from government authorities, courts, enforcement agencies or professional firms

Compliance

• Carrying out compliance obligation management, monitoring and control testing to support the bank’s compliance framework
• Monitoring and responding to compliance incident and assist in breach reporting
• Prepare reports to management and HQ
• Co-ordinate legal and compliance related trainings

Required Skills/Experience/Qualifications: 

• At least 4 years of experience in the financial services industry, legal or similar professional services
• Relevant tertiary education
• Sound knowledge in financial products/industry and understanding of legal and compliance concepts
• Excellent proficiency in MS Word, Excel and Power Point skills
• Excellent verbal and written language ability in both English and Mandarin
• Mature, independent and reliable
• Candidates must have full Australian working rights to be considered

Want to know more about the Perks of working in our Sydney H.O? Take a glimpse below for just some of the many reasons why we are a fantastic choice to work for!

• State-of-the-Art Facilities
• Free Snacks Everyday
• Free Drinks (Coffee/Tea/Hot Chocolate/Soft Drinks) Everyday 
• Meal Allowance to use in our Canteen (Breakfast, Lunch, Take-Away.... Fancy Lobster to take home?)
• 11.5% Superannuation
• New Staff Pins
• Milestone Recognition Awards
• Product Discounts (including on our competitive Home Loans)
• Birthday Gift
• Access to EAP (Employee Assistance Program)
• Chinese New Year Gift
• Library 
• Games Room
• No Hot Desking (Assigned table from the Start)
• Personal Locker
• Sit & Stand Desks
• Computers are New
• International Bank ranked 4th largest in the world
• Close to Public Transport
• Located in the Heart of the CBD
• Sweeping Water Views of Darling Harbour
• Extensive Training Opportunities (including global opportunities)
• Monthly Activities
• Staff Parties 
• Mable Bathrooms/Showers (we even have GHD Hair Tools for Employees to use)
• 300,000 employees world wide and growing
• We have continued to hire throughout 2020 and look forward to growing in the Australian market