AddressOur client is an established trustee and financial services provider. Since its establishment in 2012, they have experienced rapid growth and expansion into a range of finance and investment markets.
This is an exciting opportunity to join an established and trusted financial services provider with ongoing career development opportunities! As an Compliance Officer, you will play an active part in our fantastic team environment and work closely with the Senior Management to undertake compliance processes. Your responsibilities will include (but not be limited to):
- Monitoring and ensuring client compliance with regulatory requirements.
- Efficiently managing the compliance calendar to track important deadlines.
- Collaborating in the continuous improvement and management of our compliance and risk system.
- Contributing to the preparation of materials for compliance committee meetings, board meetings, and corporate governance initiatives.
- Diligently monitoring regulatory obligations, encompassing license requirements and seamless integration of regulatory updates.
- Assisting in the meticulous review and update of internal policies and procedures, working closely with the Chief Risk Officer and legal advisors.
- Participating in the review process of disclosure documents and Term Sheets.
- Actively engaging with external service providers, including fund managers, administrators, custodians, insurers, and solicitors, to facilitate smooth communication and coordination.
In addition to a positive and enthusiastic attitude, as the ideal applicant you will have:
- Minimum 3 years' experience in a Funds Management, trustee or financial services.
- Prior experience in a similar role
- Ability to learn new tasks quickly and to work autonomously
