Executive Manager, Advice | Financial Services

Well-known brand | Established presence $170,000 - $210,000 Base + Super + Disc. Bonus Sydney CBD The CompanyA leading firm with a national presence, who are heavily backed by an international bank, this business has been a leader in their sector and offer tailored advice, investment solutions and corporate advisory to a wide range of clients. The Role As the Executive Manager, this role will have responsibilities including, but not limited to: · Supervising the compliance team to ensure adherence to regulatory standards and obligations.· Spearheading projects aimed at enhancing the quality of advice and its documentation.· Engaging with regulators and prominent industry associations.· Reviewing financial planning documents and assisting advisers in meeting regulatory obligations· Identifying operational risks within the business operations and devise effective policies and procedures to mitigate them.· Conducting comprehensive training sessions covering advice formulation, regulatory compliance, and related topics.Your ProfileThe successful candidate will demonstrate:· A strong understanding of the Financial Advice and wealth environment within the Financial Services sector, minimum 7+ years of experience· Relevant University degree with compliance experience within Financial Services· Strong analytical, written, and verbal communication skills· Prior Leadership experience would be desirable, not essential.Apply TodayPlease send your resume by clicking on the apply button. Your application will be assessed within 3 working days. Please note only shortlisted candidates will be contacted.Learn more about our Sydney recruitment services: https://www.roberthalf.com.au/recruitment-agency-sydney By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice: https://www.roberthalf.com/au/en/privacy. Please do not submit any sensitive personal data to us in your resume (such as government ID numbers, ethnicity, gender, religion, marital status or trade union membership) as we do not collect your sensitive personal data at this time.