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SalaryYour new role will allow you to showcase your Investment Compliance technical skills in servicing our ANZ region. You will have relevant experience in post-trade Investment Compliance monitoring services, sound knowledge of financial instruments including derivatives and good understanding of ESG requirements. Join a high performing team and make an immediate impact to our Fund Services business.
As an Investment Compliance Reporting Associate, you will be responsible for managing client engagements, oversight of report deliveries, drive client changes and strategic initiatives for our ANZ Investment Information Services (“IIS”) business. As part of our global Data Solutions Operations team, you will own a range of solutions in servicing our institutional clients for the region.
Job responsibilities
- Manage client engagements including queries, change requests, onboarding projects and RFP initiatives
- Provide oversight governance of reporting deliveries in accordance to client SLAs.
- Ensure timely and accurate delivery of our post-trade investment monitoring service by ensuring that investment rules are coded in accordance to investment guidelines. Breaches are properly investigated and resolved in a timely manner
- Work with internal and external stakeholders in building our service capabilities and be able to provide subject matter expertise in representation of our business
- Partner with Product and Business leads in the launch of new services for Investment Compliance Reporting and ESG products
- Involvement in client workshops and industry changes related to our business - be able to represent our region for global product and operational engagements
- Management of regional and global projects by steering ANZ implementation from initial design to execution/implementation of the project life-cycle (including system/vendor migrations, testing and implementation)
- Understand industry practices, applicable product development and evolving regulations impacting investment guidelines and ESG trends for our clients
- Minimum 5 years' experience working in Fund Services/Asset management operations or relevant industry
- Bachelor Degree in related discipline (such as Finance, Mathematics, Economics, Data Analytics and Business)
- Prior experience in ex-post Investment Compliance monitoring, be able to interpret investment guidelines and explain identified breaches in a logical manner
- Excellent financial instrument and market knowledge, specifically for the ANZ market
- Be able to demonstrate knowledge in managing complex business and operations process, system change and client build engagements
- Strong analytical, organizational and problem solving skills
- Experience in Environment, Social and Governance (ESG) reporting and familiar with regulatory trends
- Have strong control/risk mindset and can demonstrate good knowledge of operational controls, processes and requirements
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. In accordance with applicable law, we make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as any mental health or physical disability needs.
About the Team: The Corporate & Investment Bank is a global leader across investment banking, wholesale payments, markets and securities services. The world's most important corporations, governments and institutions entrust us with their business in more than 100 countries. We provide strategic advice, raise capital, manage risk and extend liquidity in markets around the world.
