Compliance Risk Specialist jobs in New South Wales

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RISK AND COMPLIANCE OFFICER - INVESTMENT/WEALTH MANAGEMENT FIRM

Developing and refining compliance reporting and frameworks. Trade monitoring and surveillance to check for any suspicious/unusual trading patterns. Development and drafting of Compliance procedures across the business to mitiga...

CompanySuccession Recruitment
AddressSydney, NSW
CategoryAccounting & Finance
Salary$100,000 - $120,000 a year
Job typeFull time
Date Posted 2 months ago See detail

Risk and Compliance Officer - Investment/Wealth Management Firm

Succession Recruitment

Sydney, NSW

$100,000 - $120,000 a year

Developing and refining compliance reporting and frameworks. Trade monitoring and surveillance to check for any suspicious/unusual trading patterns. Development and drafting of Compliance procedures across the business to mitiga...

Information Security, Risk and Compliance Consultant

Launch Recruitment

Sydney, NSW

Third party vendor assessments. Remediation action review, analysis, and management. Cloud security assessments. Business / IT Application assessments (incl. pre & post implementation reviews). Regulatory assessments (local regul...

Risk and Compliance Business Partner (North)

Diocese Of Lismore Catholic Schools

Tweed Heads, NSW

Salary:Attractive salary dependent on skills and experience + 11% superannuation Additional benefits:company car, fuel card, credit card, laptop, and mobile phone Working hours:7-hour working day, 35-hour week Flexibility:Ach...

Risk and Compliance Officer

The Burdekin Association

Marrickville, NSW

Salary packaging with pre-tax benefits. An additional day of leave for your own wellbeing. Staff discounts on a range of products. Diverse and inclusive workplace of dedicated, passionate and fun team members. Undertaking investig...

Risk & Compliance Manager

Cuscal Limited

Sydney, NSW

Ensure the Cuscal Compliance framework including Cuscal's risk and compliance system is updated and adhered to, including a current obligations register, breach and issues register, Client attestations, Compliance calendars, train...

Risk and Compliance Officer

The Burdekin Association

Marrickville, NSW

Salary packaging with pre-tax benefits. An additional day of leave for your own wellbeing. Staff discounts on a range of products. Diverse and inclusive workplace of dedicated, passionate and fun team members. Undertaking investig...

Risk and Compliance Manager

Gwg Recruitment

Newcastle, NSW

Manage and improve the PON Risk and Opportunity Management framework. Uplift and embed risk into processes and procedures. Provide expert risk management advice and support to major projects and strategic business initiatives. Act...

General Manager Risk, Compliance & Policy

Amp

Sydney, NSW

Develop and execute the strategic vision for the 1st Line Risk & Compliance function in alignment with the company's objectives. Provide leadership and guidance to the team, fostering a culture of accountability, integrity, and ri...

Risk and Compliance Manager

Premium Solutions Group

Bondi Junction, NSW

Security Operations Risk and Compliance Management Develop, implement, and maintain a comprehensive risk management program that aligns with industry best practices. Conduct regular risk assessments to identify security-related ri...

General Manager Risk, Compliance & Policy

Amp

New South Wales

Permanent

Develop and execute the strategic vision for the 1st Line Risk & Compliance function in alignment with the company's objectives. Provide leadership and guidance to the team, fostering a culture of accountability, integrity, and ri...

Senior Risk Engineering Specialist

Suncorp

Sydney, NSW

Permanent

Deliver risk management service, guidance, and advice to customers and demonstrate Vero's point of differentiation. Initiate, facilitate and enhance stakeholder relationships at all levels internally. Sydney CBD Location (office/f...

Compliance and Risk Officer

Atlamgroup

Hinchinbrook, NSW

Compliance and Risk Officer Join our dynamic and rapidly expanding team as we embark on an exciting journey of organisational growth and innovation, working towards our vision of becoming Australias Port for the Future. Enjoy an...

Risk and Compliance Officer

Coastline Credit Union

Kempsey, NSW

$90,000 - $90,000 a year

Responsible for supporting the CRO in all aspects of compliance and risk management activities, including administration, record-keeping, and project work. Assist with fostering and maintaining a robust compliance and risk framewo...

Quality & Training Specialist (Compliance - Line 1)

Sportsbet

Sydney, NSW

Be part of one of the most innovative companies in Australia. A place to be yourself and thrive. Recognised as a Top 10 place to work for women (by Work180) & Top 25 companies for career development (by LinkedIn). Design, develop...

Risk and Compliance - Governance Officer - Public Sector

Launch Recruitment

Sydney, NSW

Develop and maintain the risk management and Compliance frameworks and related policies and guides. Provide advice to staff on the governance issues on Government policy, conduct, best practice and risk management.. Promote a cul...

Senior Risk & Compliance Analyst

Morgan Mckinley

Sydney, NSW

Provide analysis of thematic risk and compliance issues arising from control self-assessment results, compliance incedents and breaches, risk incidents and operational losses. Implement Line 1 control assurance program and maintai...

Senior Risk and Compliance Analyst

Morgan Mckinley

Sydney, NSW

Provide analysis of thematic Risk and Compliance issues arising from control self-assessment results, compliance incedents and breaches, risk incidents and operational losses. Implement Line 1 control assurance program and maintai...

Senior Business Analyst - Risk and Compliance

Suncorp Australia

Sydney, NSW

Great opportunity to work across Suncorp Insurance while supporting a critical area of our corporate functions. Must have min 4 years' Senior BA experience, supporting Risk and/or Compliance. Excellent communication and stakeholde...

Compliance and Technical Risk Lead - Maritime

Talent Solutions Defence & Aerospace

Sydney, NSW

From individual services to end-to-end project delivery and mission execution, they offer unparalleled breadth and depth of capability. 10 years experience in Defence, Defence Industry, or DMOAbility to take ownership of engineer...

Risk and Compliance Advisor

Suncorp Group

Sydney, NSW

Drive a strong, proactive Risk and controls culture to deliver robust and consistent risk frameworks and a mature Risk and Compliance culture across the area. Build and utilise knowledge of regulatory guidance, industry practices...

Senior Risk Engineering Specialist

Suncorp Group

Sydney, NSW

Permanent role . Deliver risk management service, guidance, and advice to customers and demonstrate Veros point of differentiation. Initiate, facilitate and enhance stakeholder relationships at all levels internally. Sydney CBD L...