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Compliance Senior Associate jobs

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SENIOR ASSOCIATE, FIXED INCOME & EQUITIES COMPLIANCE

Interact with Anti-Financial Crime (AFC), Conflicts, Corporate Finance & Research Compliance, Monitoring, Testing and Surveillance, senior management, supervisors, and employees. Handle regulatory notices and other matters, implem...

CompanyRobert Walters
AddressSydney, NSW
CategoryLegal
Date Posted 5 days ago See detail

Senior Associate, Fixed Income & Equities Compliance

Robert Walters

Sydney, NSW

Interact with Anti-Financial Crime (AFC), Conflicts, Corporate Finance & Research Compliance, Monitoring, Testing and Surveillance, senior management, supervisors, and employees. Handle regulatory notices and other matters, implem...

5 days ago seen See more...

Lawyer or Senior Associate - Employment Relations & Safety New

Mccullough Robertson

Sydney, NSW

Permanent

Front end and back-end Employment and WHS with a genuine commitment to technical excellence and client service delivery;. Excellent communication skills both written and verbal;. Commercial acumen and a focus on delivering practic...

10 hours ago seen See more...

Senior Associate - Leasing New

Thomson Geer

Adelaide, SA

Permanent

The role:We are currently searching for a Senior Associate to join our national leasing team. This role will assist in providing supervision and guidance to paralegals and junior lawyers and will be a key member of the team.The le...

22 hours ago seen See more...

Lecturer/Senior Lecturer/Associate Professor

Macquarie University

North Ryde, NSW

$119,840-141,790 per year

Salary: Lecturer From $119,840 to $141,790 (Level B) p.a. plus 17% superannuation; Senior Lecturer From $146,324 to $168,275 (Level C) p.a. plus 17% superannuation; Associate Professor From $175,731 to $193,296 (Level D) p.a...

24 hours ago seen See more...

Senior Associate Conduct Support & Oversight

Commonwealth Bank Of Australia

Sydney, NSW

Permanent

Be accountable for the ongoing co-ordination and administration of a number of Non-financial Risk Governance forums and committees that oversee Conduct, Sustainability & Reputational risk in IB&M. This includes arranging ad-hoc &...

yesterday seen See more...

Senior Associate - Financial Lines

Kennedys Law

Australia

Permanent

Multinational Insurance Companies. Global Insurance Companies. Boutique Underwriting Agencies. And many more! Acting as coverage counsel for consumer class actions against Banks and Insurers. Acting for a large Australian life ins...

2 days ago seen

Senior Associate

Commonwealth Bank Of Australia

Brisbane, QLD

Permanent

You are passionate about servicing customers. We value your professional development. Together, we can drive sustainable business growth for our clients. Writing, negotiating, and managing credit applications for new and existing...

2 days ago seen See more...

Special Counsel/Senior Associate - Environment & Planning

Norton Rose Fulbright

Sydney, NSW

Permanent

Fast paced and dynamic team environment. Great career development opportunities. Leading international law firm. A minimum of 5 years PQE gained within a reputable Environment & Planning practice. Experience in the conduct of Land...

2 days ago seen See more...

APS6 Senior Compliance Officer New

Aged Care Quality And Safety Commission

Brisbane, QLD

Permanent

active monitoring of non-compliant home care providers. encouraging and promoting compliance through education, information and engagement with providers as part of monitoring activities. taking risk based and proportionate compli...

16 hours ago seen See more...

APS6 Senior Compliance Officer New

Aged Care Quality And Safety Commission

Melbourne, VIC

Permanent

active monitoring of non-compliant home care providers. encouraging and promoting compliance through education, information and engagement with providers as part of monitoring activities. taking risk based and proportionate compli...

16 hours ago seen See more...

ASO6 Senior Compliance and Investigations Officer New

Government Of South Australia

Adelaide, SA

$97,022-102,626 per year

Department for EducationJob reference: 589074Location: 5000 - ADELAIDEJob status: Long Term ContractEligibility: Open to EveryoneWhy work with us:Every child and young person deserves a great education.We have a strategy that aims...

16 hours ago seen See more...

Senior Risk & Compliance Advisor New

Hall & Wilcox

Sydney, NSW

Permanent

Permanent part-time position (3 or 4 days per week). Hybrid working, including from modern, open plan offices and WFH. We provide WFH IT equipment plus reimbursement of up to $500 for additional equipment. Learning and career deve...

16 hours ago seen See more...

Associate / Senior Associate, Cyber Response New

Clyde & Co

Brisbane, QLD

Permanent

As the first point of contact for clients experiencing a cyber incident or data breach, the lawyer is to provide support promptly and efficiently through telephone and email communications. Manage the customer-facing breach respon...

17 hours ago seen See more...

Associate / Senior Associate, Cyber Response New

Clyde & Co

Sydney, NSW

Permanent

As the first point of contact for clients experiencing a cyber incident or data breach, the lawyer is to provide support promptly and efficiently through telephone and email communications. Manage the customer-facing breach respon...

17 hours ago seen See more...

Senior Partner- Compliance and Hardship New

Talenza

Sydney, NSW

Contract

Performing independent review, advice, and challenge of initiatives to ensure they comply with financial services obligations and that any conduct risks are properly managed. Quickly, accurately, and effectively assess and raise a...

19 hours ago seen See more...

Senior Manager, Operational Risk, Resilience and Compliance New

The University Of Sydney

Australia

Contract

Great opportunity for an experienced Senior Manager to lead the Risk, Resilience and Compliance capability within Central OperationsCompetitive salary package on offer including 17% SuperannuationAbout the opportunityThe Senior Ma...

19 hours ago seen

Senior Lecturer or Associate Professor, Film & Television

The University Of Melbourne

Melbourne, VIC

$146,050-168,403 per year

A tenure-track appointment, with the opportunity to shape the future of the industry as Head of Film and Television. You will be an experienced industry practitioner and academic with vision to lead the artistic research and teach...

24 hours ago seen See more...

Senior IRAP Compliance Analyst

Smartsheet

Sydney, NSW

Permanent

Perform activities to help measure and monitor IRAP compliance with company policies and procedures. Perform gap analysis of IRAP requirements in comparison with our existing NIST 800.53 security controls. Facilitate certifier and...

yesterday seen See more...

Class Actions Lawyers (Associate / Senior Associate Level)

People2People

Sydney, NSW

Permanent

Experience in Class Actions or significant exposure to multi-party litigations as a commercial litigator. Strong academic credentials with a demonstrated record of achievement. Excellent analytical and problem-solving skills, coup...

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ADI Senior Compliance Officer

Regional Australia Bank

Brisbane, QLD

$100,000-120,000 per year

This role is permanent, full-time and can be offered as working remotely. Total Remuneration Package (inclusive of superannuation) from $100,000 and is negotiable based on experience and other relevant candidate criteria. Supporti...

2 days ago seen See more...

Senior Compliance and Engagement Consultant

Tasmanian Government

Tasmania

$105,921-119,801 per year

Lead a monitoring program to ensure RTO compliance with Skills Tasmania funding agreements, review RTO performance to ensure quality training outcomes for learners and identify RTO capability building opportunities. Coordinate day...

2 days ago seen See more...

Associate/ Senior Associate, Projects-Mining & Energy

Allens

Perth, WA

Permanent

Acquisitions and divestments in the mining and energy sectors, including infrastructure and energy transition-related assets. Joint ventures, JOAs, shareholders agreements and farm-in arrangements. Critical minerals developments,...

2 days ago seen See more...

Senior Associate Quality Assurance Compliance

Csl Limited

Melbourne, VIC

Perform self-inspections observing the site self-inspection schedule and maintain the self-inspection program. Quality programmes and taskforces as they arise from different sources and issues. Preparation for external inspections...

2 months ago seen See more...

Senior Associate Quality Assurance Compliance

Csl Behring

Broadmeadows, VIC

Perform self-inspections observing the site self-inspection schedule and maintain the self-inspection program. Quality programmes and taskforces as they arise from different sources and issues. Preparation for external inspections...

2 months ago seen See more...

Senior Associate Quality Assurance Compliance

Csl - Australia

Broadmeadows, VIC

Competitive

Perform self-inspections observing the site self-inspection schedule and maintain the self-inspection program. Quality programmes and taskforces as they arise from different sources and issues. Preparation for external inspections...

2 months ago seen See more...

Senior Associate - Culinary Product Strategy

Hellofresh

Sydney, NSW

Permanent

New Product Ideation and Culinary Strategy. Work closely with Product Management to shape the product roadmap, supporting the development of commercially sound concepts that drive value for the customer. Facilitate key decisions a...

2 days ago seen See more...

Senior Associate, Strategic Initiatives - Debt Products CIB

Westpac

Sydney, NSW

Permanent

Development and implementation of practical initiatives to support Debt Products strategies. Provision of regular updates to Senior Management on Strategic Initiatives and projects. Provision of business requirements across projec...

2 days ago seen

Lawyer or Senior Associate ? Private Clients

Atlam Group

Newcastle, NSW

Permanent

Hybrid working; WFH and from modern, open plan offices. We provide WFH IT equipment plus reimbursement of up to $500 for additional equipmentLearning and career development programs for all roles and levelsFlexible leave options a...

2 days ago seen

Senior Associate Relationship Manager, NBFI

Westpac Bank

Sydney, NSW

Full-time permanent. Sydney or Melbourne based hybrid working. Incredible opportunity to join the NBFIteam in CIB. Coordination and delivery of written industry strategies including related research and analysis, as well as ind...

3 days ago seen See more...

Senior Associate - Commercial Litigation

Hays Recruitment

Melbourne, VIC

Drawing on knowledge thats unique to our scale, our commitment to understanding your needs and our ability to meaningfully innovate we are more than just a specialist recruitment business. By providing advice, insights and expert...

3 days ago seen

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