Compliance Senior Associate jobs in Sydney, NSW
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SENIOR ASSOCIATE, FIXED INCOME & EQUITIES COMPLIANCE
Interact with Anti-Financial Crime (AFC), Conflicts, Corporate Finance & Research Compliance, Monitoring, Testing and Surveillance, senior management, supervisors, and employees. Handle regulatory notices and other matters, implem...
| Company | Robert Walters |
|---|---|
| Address | Sydney, NSW |
| Category | Legal |
| Date Posted | 5 days ago See detail |
Senior Associate, Fixed Income & Equities Compliance
Robert Walters
Sydney, NSW
Interact with Anti-Financial Crime (AFC), Conflicts, Corporate Finance & Research Compliance, Monitoring, Testing and Surveillance, senior management, supervisors, and employees. Handle regulatory notices and other matters, implem...
5 days ago seen See more...
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Lawyer or Senior Associate - Employment Relations & Safety New
Mccullough Robertson
Sydney, NSW
Permanent
Front end and back-end Employment and WHS with a genuine commitment to technical excellence and client service delivery;. Excellent communication skills both written and verbal;. Commercial acumen and a focus on delivering practic...
10 hours ago seen See more...
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Senior Associate Conduct Support & Oversight
Commonwealth Bank Of Australia
Sydney, NSW
Permanent
Be accountable for the ongoing co-ordination and administration of a number of Non-financial Risk Governance forums and committees that oversee Conduct, Sustainability & Reputational risk in IB&M. This includes arranging ad-hoc &...
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Special Counsel/Senior Associate - Environment & Planning
Norton Rose Fulbright
Sydney, NSW
Permanent
Fast paced and dynamic team environment. Great career development opportunities. Leading international law firm. A minimum of 5 years PQE gained within a reputable Environment & Planning practice. Experience in the conduct of Land...
2 days ago seen See more...
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Senior Risk & Compliance Advisor New
Hall & Wilcox
Sydney, NSW
Permanent
Permanent part-time position (3 or 4 days per week). Hybrid working, including from modern, open plan offices and WFH. We provide WFH IT equipment plus reimbursement of up to $500 for additional equipment. Learning and career deve...
16 hours ago seen See more...
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Associate / Senior Associate, Cyber Response New
Clyde & Co
Sydney, NSW
Permanent
As the first point of contact for clients experiencing a cyber incident or data breach, the lawyer is to provide support promptly and efficiently through telephone and email communications. Manage the customer-facing breach respon...
17 hours ago seen See more...
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Senior Partner- Compliance and Hardship New
Talenza
Sydney, NSW
Contract
Performing independent review, advice, and challenge of initiatives to ensure they comply with financial services obligations and that any conduct risks are properly managed. Quickly, accurately, and effectively assess and raise a...
19 hours ago seen See more...
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Senior IRAP Compliance Analyst
Smartsheet
Sydney, NSW
Permanent
Perform activities to help measure and monitor IRAP compliance with company policies and procedures. Perform gap analysis of IRAP requirements in comparison with our existing NIST 800.53 security controls. Facilitate certifier and...
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Class Actions Lawyers (Associate / Senior Associate Level)
People2People
Sydney, NSW
Permanent
Experience in Class Actions or significant exposure to multi-party litigations as a commercial litigator. Strong academic credentials with a demonstrated record of achievement. Excellent analytical and problem-solving skills, coup...
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Senior Associate - Culinary Product Strategy
Hellofresh
Sydney, NSW
Permanent
New Product Ideation and Culinary Strategy. Work closely with Product Management to shape the product roadmap, supporting the development of commercially sound concepts that drive value for the customer. Facilitate key decisions a...
2 days ago seen See more...
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Senior Associate, Strategic Initiatives - Debt Products CIB
Westpac
Sydney, NSW
Permanent
Development and implementation of practical initiatives to support Debt Products strategies. Provision of regular updates to Senior Management on Strategic Initiatives and projects. Provision of business requirements across projec...
2 days ago seen
Senior Associate Relationship Manager, NBFI
Westpac Bank
Sydney, NSW
Full-time permanent. Sydney or Melbourne based hybrid working. Incredible opportunity to join the NBFIteam in CIB. Coordination and delivery of written industry strategies including related research and analysis, as well as ind...
3 days ago seen See more...
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Senior Associate - Property
Piper Alderman Lawyers
Sydney, NSW
5+ years legal experience with demonstrable experience in commercial real estate area. Confidence and competence in taking carriage of matters autonomously with Partner oversight, working directly with clients, delegating, mentori...
3 days ago seen See more...
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Senior Associate
Pc Legal
Sydney, NSW
A genuine and friendly working culture;. A competitive remuneration package;. A convenient CBD location right outside a light rail stop and very close to central station;. Our commitment to your work life balance. Ongoing professi...
3 days ago seen See more...
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Senior Associate, Markets Commodities
Nab
Sydney, NSW
1+ years experience in markets environment Significant commodities experience An understanding of financial products and services A knowledge of lending and understanding of international trade flows alongside familiarity with...
3 days ago seen See more...
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Senior Associate / Special Counsel - Professional Indemnity
People2People
Sydney, NSW
Committed to delivering exceptional client service, the firm values integrity, collaboration, and innovation in providing strategic legal solutions.Role 1: Special CounselThis role involves leadership under the guidance of a Pract...
3 days ago seen See more...
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Solicitor and Senior Associate - Corporate M&A - Sydney
Montgomery
Sydney, NSW
Being involved in all aspects of corporate transactions including public and private M&A deals and takeovers for listed companies across a range of sectors and including cross border transactions;. Drafting and negotiating key tra...
3 days ago seen See more...
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Senior Associate / Special Counsel - Professional Indemnity
Consultant, Permanent Legal Support
Sydney, NSW
Committed to delivering exceptional client service, the firm values integrity, collaboration, and innovation in providing strategic legal solutions.Role 1: Special Counsel This role involves leadership under the guidance of a Prac...
3 days ago seen See more...
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Senior Associate Relationship Manager, NBFI
Westpac
Sydney, NSW
Permanent
Full-time permanent. Sydney or Melbourne based - hybrid working. Incredible opportunity to join the NBFI team in CIB. Coordination and delivery of written industry strategies including related research and analysis, as well as ind...
3 days ago seen See more...
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Senior Associate - Carbon Markets
Bradman Energy & Carbon Recruitment
Sydney, NSW
Help grow this major organisations carbon project financing and markets business. Mix of environmental markets, project finance and structured lending. Sydney based. Conducting financial, operational and physical due diligence on...
4 days ago seen
Senior Associate or Associate - Funds
Minterellison
Sydney, NSW
At least 4 years of post-admission experience gained within a reputable law firm, professional services or in-house, with corporate and/or transactional funds management exposure. Excellent drafting skills and technical ability. A...
4 days ago seen See more...
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Solicitor and Senior Associate - Corporate M&A - Sydney
Montgomery Advisory
Sydney, NSW
Being involved in all aspects of corporate transactions including public and private M&A deals and takeovers for listed companies across a range of sectors and including cross border transactions;. Drafting and negotiating key tra...
4 days ago seen
Senior Associate | Forensics | Risk and Resilience
Pwc
Sydney, NSW
Background and experience in business continuity management (BCM), disaster recovery (DR) and crisis management (CM) including their interfaces with risk management.. Familiar with the operational resilience framework, best practi...
4 days ago seen See more...
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Senior Associate | Internal Communications
Macquarie Group
Sydney, NSW
Senior Associate | Internal Communications Join our dynamic Corporate Affairs team across the globe to support our group wide internal and leadership communications programs to ensure Macquaries workforce is engaged, informed, co...
4 days ago seen See more...
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Senior Associate - Mergers & Acquisitions
Consultant, Permanent Legal Support
Sydney, NSW
5-7 years of post-qualification experience with a reputable law firm, specializing in M&A transactions. Strong experience in public M&A transactions or demonstrable experience in resources sector transactions. Excellent academic c...
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Senior Associate (5+) and Lawyer (3-5) - Employment
Montgomery
Sydney, NSW
A high degree of initiative, dedication and organisational ability with a strong client and commercial focus;. The capability to work autonomously as well as a team member. Strong communication skills and practical problem-solvin...
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Construction Senior Associate (front & back)
Blake Oliver
Sydney, NSW
Career opportunity. Broad pipeline of work. Flexible working conditions....
4 days ago seen See more...
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Senior Associate Commodities Carbon COO
Commonwealth Bank Of Australia
Sydney, NSW
We are building innovative & sustainable Carbon & Commodities solutions for our clients . Commodities and Carbon COO team seeking to add motivated junior resource. Full time, permanent role based in Sydney. Managing the operating...
4 days ago seen See more...
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Senior Associate, Workplace Relations & Safety
Lander & Rogers
Sydney, NSW
Award winning Australian private practice. A firm with a strong reputation for having an authentic and inclusive culture. Flexibility to balance working from home and the office. Preparing written advices regarding all employment...
4 days ago seen See more...
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Senior Associate / Associate/ Sustainability
Queensland Treasury Corporation
Sydney, NSW
climate fellowshipClimate Change: Learning for ActionOur climate fellowship is an intensive exploration of climate science, climate impacts, and climate solutions, all designed to help you get to work on climate.Applications close...
4 days ago seen
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