Compliance Officer - Regulatory / Afsl

Bluefin Resources proudly collaborates with a global Fintech company to establish its Compliance team in Australia. As the company expands its presence in the region, it seeks individuals with prior experience in financial compliance, particularly focusing on AFSL (Australian Financial Services License) and DDO (Design and Distribution Obligations).

Role: As a key player in this initiative, your primary objective is to ensure the organization's adherence to relevant regulatory requirements. This entails managing a variety of obligations, including AFSL requirements, ASIC obligations, and fostering a culture of robust compliance and governance within the Australian branch. Your responsibilities will also include overseeing compliance training, record-keeping, monitoring, and analytical functions to uphold regulatory alignment.

Responsibilities:

• Assess and monitor the company's compliance with regulatory obligations.
• Provide compliance advice and support to all levels of the company's staff, and when necessary, extend compliance guidance and support globally to the group.
• Develop and implement strategies for evaluating and managing regulatory compliance and risk mitigation in the company's business practices and decision-making.
• Support the Compliance team in continuously providing compliance reporting frameworks, maintaining project delivery standards, and assisting the Risk team in assessing and mitigating AFSL risks and financial crime impact on the business.

Qualifications for Success:

• University degree in Commerce, Law, Business, or a related discipline.
• Minimum of 3 years' experience in AFSL compliance within financial services or a similar industry, with a bonus for experience in the payments industry.
• Desirable previous direct/indirect engagement with financial services regulators (e.g., ASIC).
• Broad knowledge of legislative, regulatory, and industry standards impacting the financial services and payments industry.

Please apply through the link below with your current resume.

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