AddressYour role
Do you have experience with all compliance and regulatory matters related to Asset Management? Are you an experienced Asset Management compliance professional in Australia?
We're looking for a senior compliance professional to;
- lead the Australian compliance and Operational Risk function for the Asset Management Australia business
- build trusted business partnerships and deliver effective independent challenge and risk assessment
- manage interactions and engagement with our regulators
- support business stakeholders on risk identification, mitigation and compliance with all applicable regulatory obligations
- proactively engage in Industry forums and working groups, providing advice and training to the business on regulatory and industry change / developments
- manage the framework in respect of the compliance plan for registered schemes, including reporting to the Responsible Entity Compliance Committee and monitoring of Compliance plan controls
Join us
At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.
From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we're more than ourselves. Ready to be part of #teamUBS and make an impact?
Your expertise
- strong background and expertise in assessing and managing compliance and Operational Risks within an Asset Management business in Australia
- experience in leading and managing engagement and interactions with key regulators (for example, ASIC, AUSTRAC)
- track record of providing confident, clear and concise advice in the context of regulatory obligations in Australia
- excellent communication skills includes drafting (policies, reports, regulatory correspondence)
- ability to develop and deliver training programs and materials
- experience in managing a team, including developing and fostering talent and effective communication skills
- motivated and skilled at driving a proactive solution-orientated process
- reliable, pro-active, determined, self-motivated with a very high level of integrity
- able to manage and drive multiple and complex projects at any given time *#LI-TC1
About us
UBS is the world's largest and only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.
With more than 70,000 employees, we have a presence in all major financial centers in more than 50 countries. Do you want to be one of us?
