Risk And Compliance Officer/Manager - 12-Month Contract

Excellent opportunity for a Risk and Compliance candidate within wealth management to gain broad, end-to-end exposure.

Our client is a boutique wealth and funds management business looking for an experienced Risk and Compliance professional to join their lean function. You will be working directly with the Head of Risk and Compliance and gain broad exposure.
Some of the responsibilities will include:

• Ongoing monitoring and review of compliance obligations and risk management frameworks.
• Conducting Risk and Compliance monitoring activities and risk assessments.
• Reviewing promotional materials and product disclosures.
• Managing incidents, breaches, and complaints.
• Developing and delivering compliance training.
• Developing, implementing, and updating policies and procedures.
• Keeping up to date with regulatory and legislative changes.
• Providing Risk and Compliance advice to the business.

The ideal candidate will have:

• Circa 3-5 years risk, compliance, and assurance experience.
• Background in wealth management or funds management.
• Excellent interpersonal skills with the ability to engage with stakeholders at all levels.
• Ability to work in a lean environment and willingness to be hands-on.

This is a great opportunity for someone looking to gain end-to-end exposure and see the breadth of a Risk and Compliance function. You will be working with an experienced leader, from whom you can learn from.
If you would like to learn more, please send your CV through to Jerin Chowdhury at PX Resources (jerin@pxresources.com.au) or apply directly via the APPLY button.